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Robert Stanley Pugh

Transamerica Financial Advisors, Inc.

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About Robert Stanley Pugh

Robert Pugh is a financial advisor with over 25 years of experience. Robert has been registered with Transamerica Financial Advisors, Inc. since January 2012 and is currently licensed in Oregon, New Jersey, and Texas. Prior to joining Transamerica Financial Advisors, Inc., Robert worked with World Group Securities, Inc. and WMA Securities, Inc.. Robert has extensive experience in the financial industry and holds licenses in both Securities and Investment Advising. Robert has a strong commitment to providing clients with personalized financial planning and investment management services.

Firm Information

Robert Pugh is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Pugh’s Registration & Firm History

OR

04/20/2018 - Present

Transamerica Financial Advisors, Inc. (PORTLAND OR)

OR

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (PORTLAND OR)

GA

08/13/1997 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 04/27/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/19/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Stanley Pugh.
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