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Robert Stanley Harting

Lion Street Financial, LLC

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About Robert Stanley Harting

Robert Stanley Harting is a financial advisor with Lion Street Financial, LLC in Cleveland, Ohio. Robert has been in the financial services industry since March 14, 1986. He has a Series 7, Series 24 and SIE license. Robert has been registered with FINRA since July 2, 2018 and is registered in Ohio. Prior to joining Lion Street Financial, LLC, Robert was employed by Cetera Advisor Networks LLC, Girard Securities, Inc., MML Investors Services, Inc., G. R. Phelps & Co., Inc., Equity Services, Inc., Locust Street Securities, Inc. and Green Hill Financial Service Corporation.

Firm Information

Robert Harting is currently registered with Lion Street Financial, LLC. Lion Street Financial, LLC is a Limited Liability Company formed in January 2022 and is registered to provide advisory services in all 50 states, the District of Columbia, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Harting’s Registration & Firm History

OH

07/02/2018 - Present

Lion Street Financial, LLC (Cleveland OH)

OH

11/01/2017 - 07/02/2018

CETERA ADVISOR NETWORKS LLC (CLEVELAND OH)

OH

03/29/2006 - 11/01/2017

GIRARD SECURITIES, INC. (CLEVELAND OH)

MA

03/01/1996 - 03/23/2006

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

07/19/1995 - 03/01/1996

G. R. PHELPS & CO., INC.

VT

10/08/1992 - 07/06/1995

EQUITY SERVICES, INC. (MONTPELIER VT)

IA

12/11/1991 - 09/30/1992

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

NA

02/19/1986 - 12/12/1991

GREEN HILL FINANCIAL SERVICE CORPORATION

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Licenses & Designations

BC

Issued 04/01/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Stanley Harting.
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