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Robert Spencer Workman

THE O.n. Equity Sales Co.

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About Robert Spencer Workman

Robert Workman has over 50 years of experience in the financial services industry. Robert is currently registered with The O.n. Equity Sales Co., where he has been employed since December 1990. Robert has held previous positions at Ameritas Investment Corp. and Penn Mutual Equity Services, Inc. Robert is a Series 7TO, Series 63, and Series 1 licensed professional. Robert is registered in Arizona.

Firm Information

Robert Workman is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Workman’s Registration & Firm History

AZ

12/19/1990 - Present

THE O.n. Equity Sales Co. (TUCSON AZ)

NE

06/23/1986 - 11/13/1990

AMERITAS INVESTMENT CORP. (LINCOLN NE)

NA

11/13/1973 - 07/07/1986

PENN MUTUAL EQUITY SERVICES, INC.

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Licenses & Designations

BC

Issued 06/29/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/1973

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Spencer Workman.
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