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Robert Spencer Whitacre

Tradition Securities AND Derivatives LLC

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About Robert Spencer Whitacre

Robert Whitacre is a securities professional with over 25 years of experience in the financial industry. He has a strong background in the fixed income, derivatives and foreign exchange markets, having worked for leading firms such as GFI Securities LLC, Garban Corporates LLC, and CS First Boston Corporation. Robert Whitacre is currently registered with Tradition Securities AND Derivatives LLC.

Firm Information

Robert Whitacre is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Whitacre’s Registration & Firm History

NY

09/27/2022 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

12/08/2003 - 07/06/2022

GFI SECURITIES LLC (NEW YORK NY)

NY

03/19/2002 - 06/17/2002

INTER-DEALER BROKERS LLC (NEW YORK NY)

NY

10/15/2001 - 01/13/2002

INTER-DEALER BROKER LLC (NEW YORK NY)

NY

07/06/2001 - 10/04/2001

INTER-DEALER BROKER LLC (NEW YORK NY)

NY

06/01/2001 - 07/06/2001

GFI SECURITIES LLC (NEW YORK NY)

NY

09/15/1999 - 06/18/2001

GARBAN CORPORATES LLC (NEW YORK NY)

NY

11/02/1998 - 07/17/2000

INTERCAPITAL INTERNATIONAL INC. (NEW YORK NY)

NY

02/18/1998 - 07/06/2000

INTERCAPITAL SECURITIES, INC. (NEW YORK NY)

NY

11/25/1987 - 06/04/1991

CS FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/27/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/08/2017

Series 4 - Registered Options Principal Examination

BC

Issued 10/13/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/2015

Series 3 - National Commodity Futures Examination

BC

Issued 02/17/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Spencer Whitacre.
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