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Robert Spencer Cavanagh

David Lerner Associates, Inc.

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About Robert Spencer Cavanagh

Robert Cavanagh is a securities professional with over 30 years of experience in the financial industry. He has been registered with FINRA since 1988 and currently holds Series 7 and 63 licenses. Robert is currently employed by David Lerner Associates, Inc. in their Syosset, NY branch office. Robert was previously registered with Rosenkrantz Lyon & Ross Incorporated, J. T. Moran & Co., Inc., and W.J. Nolan & Company, Inc.

Firm Information

Robert Cavanagh is currently registered with David Lerner Associates, Inc.. David Lerner Associates, Inc. is a Corporation that was formed on November 6, 1975. The firm is registered with the Securities and Exchange Commission (SEC) and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Cavanagh’s Registration & Firm History

NY

04/26/1990 - Present

David Lerner Associates, Inc. (SYOSSET NY)

NY

02/07/1990 - 05/09/1990

ROSENKRANTZ LYON & ROSS INCORPORATED (NEW YORK NY)

NA

03/31/1989 - 01/29/1990

J. T. MORAN & CO., INC.

NY

05/31/1988 - 04/04/1989

W.J. NOLAN & COMPANY, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/27/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Robert Spencer Cavanagh. Review regulatory record here.
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