Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Spalding Winborne is a financial professional with over 30 years of experience in the industry. Robert is currently registered with Brookwood Associates, LLC, based in Atlanta, GA. Prior to joining Brookwood Associates, Robert was employed with Goldman, Sachs & Co. and Kidder, Peabody & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
05/30/1990 - Present
Brookwood Associates, LLC (ATLANTA GA)
NA
10/20/1987 - 03/20/1989
GOLDMAN, SACHS & CO.
NA
08/24/1982 - 02/03/1987
KIDDER, PEABODY & CO. INCORPORATED
BC
Issued 03/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/17/1990
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 03/13/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Winborne is the right advisor for you? Invested Better is here to help.
