Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Soto is a financial advisor with over 14 years of experience in the industry. Robert is registered with Wells Fargo Clearing Services, LLC and holds Series 6, 7, 63 and 66 licenses. Prior to joining Wells Fargo, Robert was a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated, CUSO Financial Services, L.P., Santander Securities LLC, and Thrivent Investment Management Inc. Robert is also a licensed real estate agent in Florida. Robert specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/29/2022 - Present
Wells Fargo Clearing Services, LLC (WINTER PARK FL)
FL
08/17/2020 - 05/31/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KISSIMMEE FL)
FL
05/12/2020 - 08/18/2020
CUSO FINANCIAL SERVICES, L.P. (ORLANDO FL)
NJ
03/06/2018 - 05/14/2020
SANTANDER SECURITIES LLC (JERSEY CITY NJ)
FL
08/08/2017 - 03/09/2018
THRIVENT INVESTMENT MANAGEMENT INC. (Orlando FL)
FL
04/02/2008 - 11/27/2015
WELLS FARGO ADVISORS, LLC (ORLANDO FL)
NJ
05/29/2007 - 03/31/2008
CITIGROUP GLOBAL MARKETS INC. (BLOOMFIELD NJ)
NJ
08/14/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (BLOOMFIELD NJ)
BOTH
Issued 11/15/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/11/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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