Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Sidney Thompson is an investment advisor representative at Empower Advisory Group, LLC. He is also a registered investment advisor representative in Alabama. Robert has been in the financial services industry since 2005 and has experience with financial planning, portfolio management for individuals, and educational seminars. He has held previous positions at Prudential Investment Management Services LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Prior to joining Empower Advisory Group, LLC, Robert was with Prudential Investment Management Services LLC in Newark, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
02/01/2024 - Present
Empower Advisory Group, LLC (Daphne AL)
NJ
11/29/2011 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
AL
06/01/2009 - 11/07/2011
MORGAN STANLEY SMITH BARNEY (FAIRHOPE AL)
AL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FAIRHOPE AL)
AL
01/05/2007 - 04/02/2007
MORGAN STANLEY DW INC. (FAIRHOPE AL)
AL
04/19/2005 - 01/09/2007
EDWARD JONES (FOLEY AL)
BOTH
Issued 01/26/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Thompson is the right advisor for you? Invested Better is here to help.
