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Robert Shuffield

Rothschild & Co. US Inc.

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About Robert Shuffield

Robert Shuffield is a registered representative with Rothschild & Co. US Inc. Robert has been in the industry since 2016 and has passed the Securities Industry Essentials Examination (SIE), Investment Banking Registered Representative Examination (Series 79TO), and Investment Banking Registered Representative Examination (Series 79). Robert's prior firm was TAP SECURITIES LLC. Rothschild & Co. US Inc. is headquartered in NEW YORK, NY.

Firm Information

Robert Shuffield is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Shuffield’s Registration & Firm History

NY

02/06/2021 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

NY

01/12/2016 - 05/20/2016

TAP SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/12/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Shuffield.
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