Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Sforza is a financial advisor with over 15 years of experience in the industry. He is currently registered with Citigroup Global Markets Inc., providing a range of advisory services including financial planning, portfolio management, and asset allocation advice. Robert holds a Series 66 license and has previously been affiliated with several other firms, including LPL Financial LLC, M&T Securities, Inc., HSBC Securities (USA) Inc., and TD Ameritrade, Inc. Robert is dedicated to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/07/2022 - Present
Citigroup Global Markets Inc. (Smithtown NY)
NY
06/09/2021 - 11/14/2022
LPL FINANCIAL LLC (MILLER PLACE NY)
NY
02/19/2020 - 06/09/2021
M&T SECURITIES, INC. (BOHEMIA NY)
NY
09/02/2016 - 01/29/2020
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
06/03/2015 - 08/25/2016
TD AMERITRADE, INC. (MELVILLE NY)
NY
08/12/2013 - 06/22/2015
HSBC SECURITIES (USA) INC. (LAKE RONKONKOMA NY)
CO
09/22/2008 - 07/16/2013
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
CO
10/05/2007 - 09/04/2008
WELLS FARGO INVESTMENTS, LLC (GLENDALE CO)
BOTH
Issued 11/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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