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Robert Seth Goldberg

Seaport Global Securities LLC

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About Robert Seth Goldberg

Robert Goldberg is a financial professional with over 20 years of experience in the industry. Robert is currently registered with Seaport Global Securities LLC and has been with the firm since January 2017. Robert's previous experience includes roles at EA Markets Securities LLC, W.R. Hambrecht + Co., LLC, Barclays Capital Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert is licensed to provide securities and investment advisory services in New York.

Firm Information

Robert Goldberg is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Goldberg’s Registration & Firm History

NY

01/30/2017 - Present

Seaport Global Securities LLC (NEW YORK NY)

NY

11/28/2011 - 03/12/2015

EA MARKETS SECURITIES LLC (NEW YORK NY)

NY

06/12/2008 - 01/06/2010

EA MARKETS SECURITIES LLC (NEW YORK NY)

NY

05/09/2005 - 01/03/2007

W.R. HAMBRECHT + CO., LLC (NEW YORK NY)

NY

07/01/2002 - 11/06/2003

BARCLAYS CAPITAL INC. (NEW YORK NY)

CA

11/15/1999 - 06/18/2002

W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)

NY

10/19/1988 - 10/04/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/09/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/12/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Seth Goldberg.
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