Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Sean Howard is a financial advisor in Dallas, Texas and is registered with LPL Financial LLC. Robert has been working in the financial services industry since June 7, 1993 and holds Series 6, 7, 63 and 65 licenses. Robert has experience working with a variety of clients including high-net-worth individuals, corporations, and charitable organizations. His previous employers include Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Colonial Brokerage, Inc., UVEST Financial Services Group, Inc., Wachovia Securities, LLC, SouthTrust Securities, LLC, WM Financial Services, Inc., CUNA Brokerage Services, Inc., Offerman & Company, Compass Brokerage, Inc., Fidelity Brokerage Services, Inc., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/24/2025 - Present
LPL Financial LLC (SAN DIEGO CA)
TX
02/13/2013 - 02/04/2019
RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)
TX
10/21/2009 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (DALLAS TX)
TX
07/17/2007 - 10/21/2009
COLONIAL BROKERAGE, INC. (DALLAS TX)
TX
10/03/2005 - 06/23/2006
UVEST FINANCIAL SERVICES GROUP, INC. (DALLAS TX)
MO
01/03/2005 - 09/16/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
AL
09/05/2001 - 12/31/2004
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
CA
04/27/2001 - 09/12/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IA
07/20/1999 - 05/02/2001
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MN
08/04/1998 - 07/28/1999
OFFERMAN & COMPANY (MINNEAPOLIS MN)
AL
01/16/1996 - 08/20/1998
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
RI
02/16/1993 - 01/22/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
02/11/1992 - 01/28/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
02/11/1992 - 01/28/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1993
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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