Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Scott Wall is a financial advisor with over 30 years of experience in the financial services industry. Robert has been registered with Wells Fargo Clearing Services, LLC since 2006. Previously, Robert was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Edward Jones. Robert is a Series 7, 9, 10, 31, 63, and 65 licensed advisor. Robert holds Series 9 and 10 licenses as a general securities principal and is registered with the Financial Industry Regulatory Authority (FINRA). Robert has a wide range of experience serving the financial needs of individuals, families, and businesses. Robert is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/15/2015 - Present
Wells Fargo Clearing Services, LLC (JACKSONVILLE FL)
FL
05/05/2000 - 04/18/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM COAST FL)
MO
07/16/1992 - 05/03/2000
EDWARD JONES (ST. LOUIS MO)
IA
Issued 10/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/03/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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