Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Wakely is a financial professional with over 25 years of experience in the financial services industry. Robert is currently registered with Fidelity Brokerage Services LLC. Robert has a wide range of experience, having worked at several firms including MML Investors Services, Inc., Tower Square Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, New England Securities, CitiCorp Investment Services, Edward Jones, Charles Schwab & Co., Inc., and Dean Witter Reynolds Inc. Robert holds several licenses including Series 63, 66, 7, 8, 9, 10, 24, 31 and SIE. Robert has a deep understanding of the financial markets and is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/20/2008 - Present
Fidelity Brokerage Services LLC (WALNUT CREEK CA)
MA
08/24/2007 - 12/05/2007
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CA
09/28/2006 - 06/07/2007
TOWER SQUARE SECURITIES, INC. (BRENDTWOOD CA)
NY
08/09/2005 - 09/22/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/01/2005 - 08/11/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
10/20/2004 - 01/03/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MO
12/04/2001 - 08/03/2004
EDWARD JONES (ST. LOUIS MO)
TX
01/22/1994 - 12/03/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
12/22/1992 - 12/22/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 04/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/16/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/14/2004
Series 24 - General Securities Principal Examination
BC
Issued 09/12/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 12/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Robert Wakely is the right advisor for you? Invested Better is here to help.
