Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Swensen is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Robert has been a registered representative since 1997 and has a broad range of experience in the financial services industry. Robert is a registered representative in 53 states and has experience working with individuals, businesses, high-net-worth individuals, and institutions. Robert specializes in financial planning, investment management, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/02/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
NH
11/21/2012 - 08/11/2015
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
MA
12/02/2009 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (BOSTON MA)
MA
01/07/2009 - 12/14/2009
MML INVESTORS SERVICES, INC. (BOSTON MA)
NH
03/30/2007 - 01/13/2009
LIBERTY LIFE SECURITIES LLC (DOVER NH)
MA
07/08/1997 - 08/09/2006
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
IA
Issued 09/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/28/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/19/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/07/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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