Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Swearingen is a financial professional with over 20 years of experience in the industry. Robert is currently registered with Thrivent Investment Management Inc. in Minneapolis, Minnesota. Previously, Robert has worked with Gradient Securities, LLC, Cabot Lodge Securities LLC, Allied Beacon Partners, Inc., and Woodbury Financial Services, Inc. Robert is a licensed investment advisor representative holding Series 4, 7, 24, 52, 53, 63, and 66 licenses, in addition to the SIE exam. Robert's areas of specialization include Asset Management, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
04/19/2018 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
MN
11/06/2013 - 04/02/2018
GRADIENT SECURITIES, LLC (ARDEN HILLS MN)
IL
10/14/2013 - 10/31/2013
CABOT LODGE SECURITIES LLC (SCHAUMBURG IL)
MN
04/09/2013 - 09/26/2013
ALLIED BEACON PARTNERS, INC. (ST. LOUIS PARK MN)
MN
01/20/2012 - 04/01/2013
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
TN
01/31/1995 - 09/22/2008
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BOTH
Issued 03/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/24/2012
Series 24 - General Securities Principal Examination
BC
Issued 07/07/2007
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2013
Series 52 - Municipal Securities Representative Examination
BC
Issued 01/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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