Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Smith has been in the financial services industry since 1986. Robert is currently registered with Emerson Equity LLC and has been with the firm since April 2020. Robert previously worked at Concorde Investment Services, LLC, Pacific West Securities, Inc., Brookstreet Securities Corporation, Toluca Pacific Securities Corp., Allmerica Investments, Inc., A. G. Edwards & Sons, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert is currently licensed in 22 states and holds a Series 3, Series 7, and Series 63 license. Robert provides financial planning, portfolio management for individuals and educational seminars. Robert specializes in insurance dedicated funds (single investor private funds), management of private placements and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
04/03/2020 - Present
Emerson Equity LLC (Newberg OR)
OR
05/06/2011 - 04/06/2020
CONCORDE INVESTMENT SERVICES, LLC (Newberg OR)
OR
06/29/2007 - 05/18/2011
PACIFIC WEST SECURITIES, INC. (BEAVERTON OR)
OR
03/05/1996 - 07/03/2007
BROOKSTREET SECURITIES CORPORATION (BEAVERTON OR)
CA
05/08/1995 - 03/08/1996
TOLUCA PACIFIC SECURITIES CORP. (BURBANK CA)
MA
12/07/1993 - 10/26/1994
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
MO
07/10/1990 - 04/16/1993
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/25/1985 - 07/12/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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