Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Siefers is a financial advisor with over 20 years of experience in the financial industry. Currently, Robert Siefers works for Piper Sandler & Co., a firm with over 1,300 registered representatives. In the past, Robert Siefers has been employed by a number of other reputable firms including Sandler, O'Neill & Partners, L.P., Prudential Securities Incorporated, and Credit Suisse First Boston Corporation. Robert Siefers's experience includes the general securities representative examination (Series 7), the general securities principal examination (Series 24), the Research Analyst Exam (Series 86 & 87), and the Securities Industry Essentials Examination (SIE). Robert Siefers specializes in providing investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/03/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
09/10/2002 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
03/02/2001 - 09/06/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/13/2000 - 11/28/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
OH
12/04/1998 - 07/14/2000
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BC
Issued 06/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/30/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Siefers is the right advisor for you? Invested Better is here to help.
