Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Schwimmer is a financial professional with over 25 years of experience in the industry. Robert is currently registered with TP Icap Global Markets Americas LLC. Robert has previously been registered with ICAP Securities USA LLC and Garban Capital Markets LLC. Robert holds the Series 7 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/09/2004 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
12/11/2014 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NJ
06/11/1996 - 12/31/2004
GARBAN CAPITAL MARKETS LLC (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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