Unclaimed
Robert Scott Rives is an investment advisor representative with Ballew Advisors Inc. Rives has been in the industry since January 31, 2007 and is registered in Indiana, Louisiana, and Mississippi. Rives is also a registered investment advisor representative in Mississippi. The advisor’s firm specializes in providing financial planning, portfolio management for individuals and businesses, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MS
01/31/2007 - Present
Ballew Advisors Inc. (JACKSON MS)
BOTH
Issued 11/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Rives is the right advisor for you? Invested Better is here to help.