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Robert Scott Pekowitz

Aegis Capital Corp.

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About Robert Scott Pekowitz

Robert Pekowitz is a financial advisor who has been in the industry since 2004 and is currently registered with Aegis Capital Corp. Robert has a wide range of experience, having worked at several firms, including T3 Trading Group, LLC, Gates Capital Corporation, and Natixis Bleichroeder Inc. Robert is registered in New York and holds multiple licenses, including Series 7, 55, 57, and Series 63.

Firm Information

Robert Pekowitz is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Pekowitz’s Registration & Firm History

NY

03/08/2021 - Present

Aegis Capital Corp. (NEW YORK NY)

NY

02/21/2019 - 11/27/2019

T3 TRADING GROUP, LLC (New York NY)

NY

08/30/2010 - 06/22/2017

GATES CAPITAL CORPORATION (NEW YORK NY)

NY

04/13/2005 - 10/30/2009

NATIXIS BLEICHROEDER INC. (NEW YORK NY)

NY

09/23/2004 - 03/29/2005

BROKERAGEAMERICA, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 06/22/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/22/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Scott Pekowitz.
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