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Robert Scott Mitman

Interactive Brokers Corp.

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About Robert Scott Mitman

Robert Mitman is a registered securities principal with Interactive Brokers Corp. and Interactive Brokers LLC. Robert has been in the industry since November 2, 2001. Robert has a wide range of experience in the financial services industry, having held positions at First Options of Chicago, Inc. and Interactive Brokers LLC. Robert is licensed to sell securities in all 50 states and the District of Columbia. Robert holds the Series 3, 5, 7, 15, 24, 52, 53, 57, and 63 securities licenses. Robert has been registered with Interactive Brokers Corp. since December 16, 2011.

Firm Information

Robert Mitman is currently registered with Interactive Brokers Corp.. Interactive Brokers Corp. is a Corporation formed in 2009-01-16. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Mitman’s Registration & Firm History

IL

12/16/2011 - Present

Interactive Brokers Corp. (CHICAGO IL)

NA

05/01/1985 - 10/26/1990

FIRST OPTIONS OF CHICAGO, INC.

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Licenses & Designations

BC

Issued 08/23/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/19/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/19/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2018

Series 3 - National Commodity Futures Examination

BC

Issued 09/06/2017

Series 57 - Securities Trader Exam

BC

Issued 04/30/2007

Series 7 - General Securities Representative Examination

BC

Issued 03/28/1986

Series 5 - Interest Rate Options Examination

BC

Issued 10/30/1985

Series 15 - Foreign Currency Options Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Scott Mitman.
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