Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert McCormick has over 25 years of experience in the financial services industry. Robert is currently registered with J.p. Morgan Securities LLC as a Registered Representative. Prior to that, Robert was employed by Tullett Prebon Financial Services LLC, BGC Financial, L.P., Tullett Liberty Securities LLC, Liberty Brokers, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Merrill Lynch Government Securities Inc. Robert holds the Series 7, Series 24 and Series 63 licenses. Robert is located in Jersey City, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
12/09/2017 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
NY
09/29/2014 - 04/03/2017
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
09/16/2009 - 07/08/2014
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
12/05/1995 - 09/29/2009
TULLETT LIBERTY SECURITIES LLC (NEW YORK NY)
NY
12/11/1995 - 12/05/1996
LIBERTY BROKERS (NEW YORK NY)
NY
03/14/1994 - 07/18/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/14/1994 - 11/29/1995
MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)
BC
Issued 04/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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