Unclaimed
Robert Judge is an Investment Advisor Representative at Ameriprise Financial Services, LLC. Robert Judge has been in the industry since May 1, 1986. Robert Judge is registered with FINRA (Financial Industry Regulatory Authority) and the SEC (Securities and Exchange Commission). Ameriprise Financial Services, LLC is a financial services firm headquartered in Minneapolis, Minnesota, that provides asset management, retirement planning, and financial advisory services to individuals, families, businesses, and institutions. Ameriprise Financial Services, LLC is a registered investment advisor with the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DE
10/27/2017 - Present
Ameriprise Financial Services, LLC (Wilmington DE)
DE
04/25/1986 - 04/14/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILMINGTON DE)
IA
Issued 10/21/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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