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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Hastings is a financial advisor with over 20 years of experience in the industry. Robert currently works at Wells Fargo Clearing Services, LLC, and is registered with both the Financial Industry Regulatory Authority (FINRA) and the state of Virginia. Robert has experience with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, A. G. Edwards & Sons, Inc., and Edward Jones. Prior to joining Wells Fargo, Robert was an advisor at A. G. Edwards & Sons, Inc. and Edward Jones. Robert holds a Series 63, 66, 7, 9 and 10. Robert is a Registered Representative and Investment Advisor Representative for Wells Fargo Clearing Services, LLC. In addition to his work as a financial advisor, Robert is also the author of the book "Epiphany".
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
05/17/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
01/05/2001 - 03/16/2005
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 11/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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