Unclaimed
Robert Harrison is a financial professional with over 10 years of experience in the securities industry. He is currently registered with Tradition Securities and Derivatives LLC. Robert Harrison has a wide range of experience in the securities industry, including Series 3, Series 7 and SIE exams. Robert Harrison previously worked at TFS Derivatives Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/31/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
07/05/2010 - 04/25/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2012
Series 3 - National Commodity Futures Examination
BC
Issued 07/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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