Unclaimed
Robert Scott Hall is a financial advisor registered with First Trust Portfolios LP in Wheaton, IL. Robert has been in the financial services industry since 1981 and has passed a number of exams including Series 63, Series 24, Series 7 and SIE. Robert was previously registered with Clayton Brown & Associates, Inc., in Wheaton, IL and Van Kampen Merritt Inc. in Houston, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/29/1991 - Present
First Trust Portfolios LP (WHEATON IL)
TX
06/04/1982 - 06/06/1991
VAN KAMPEN MERRITT INC. (HOUSTON TX)
NA
01/19/1981 - 10/28/1981
CLAYTON BROWN & ASSOCIATES, INC.
BC
Issued 03/02/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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