Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Scott Cummins is a financial professional with over 28 years of experience in the industry. Robert is currently registered as a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Portsmouth, NH. Robert is also a Registered Investment Advisor and has previously worked for FIS Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert has a broad range of experience in the financial services industry, including investment advice, portfolio management, and financial planning. Robert's firm manages assets between $10 billion and $50 billion for over 16,965 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
02/11/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PORTSMOUTH NH)
MA
04/02/1997 - 03/20/1998
FIS SECURITIES, INC. (BOSTON MA)
NY
09/09/1994 - 02/21/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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