Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Scott Bluemel is a financial advisor with over 20 years of experience in the financial services industry. Robert currently works with Wells Fargo Clearing Services, LLC. Robert is a Registered Representative and Investment Advisor Representative who has worked with a number of financial institutions over the years, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., Pacific Select Distributors, Inc. and TD Waterhouse Investor Services, Inc. Robert is licensed to sell securities in California, Arizona, Colorado, Florida, Michigan, Nevada, Oregon, South Carolina, Utah and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/31/2024 - Present
Wells Fargo Clearing Services, LLC (VILLA PARK CA)
CA
10/23/2009 - 02/11/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BREA CA)
CA
11/19/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (YORBA LINDA CA)
CA
08/12/2002 - 10/19/2004
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
NE
12/21/2000 - 03/26/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NC
04/28/1998 - 11/02/2000
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
CA
07/23/1996 - 02/06/1997
PROVIDENTIAL SECURITIES, INC. (FOUNTAIN VALLEY CA)
NJ
09/06/1995 - 07/25/1996
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
CA
03/31/1995 - 09/07/1995
FINANCE 500, INC. (IRVINE CA)
NA
12/08/1994 - 05/18/1995
ROBERT SCOTT SECURITIES, INC.
CO
10/04/1993 - 01/28/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 11/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/16/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Bluemel is the right advisor for you? Invested Better is here to help.
