Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Berriman is a financial advisor with over 40 years of experience in the industry. Robert is currently registered with Stonex Advisors Inc. as an Investment Advisor Representative (IAR) in Connecticut. Previously, Robert worked for WRP Investments, INC., Next Financial Group, INC., Main Street Management Company, New England Securities, MML Investors Services, INC., Massachusetts Mutual Life Insurance Company, Monarch Securities, INC., Connecticut Mutual Life Insurance Company, and Travelers Equities Sales, INC. Robert holds a number of licenses and certifications, including Series 63, 66, 7TO, SIE, 24, 40, and 51. Robert is also the President of ONE SOURCE FINANCIAL GROUP INC, a corporation that provides retirement plan administration and insurance agency services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
01/30/2015 - Present
Stonex Advisors Inc. (West Suffield CT)
MA
08/28/2009 - 09/12/2014
WRP INVESTMENTS, INC. (EAST LONGMEADOW MA)
MA
05/24/2004 - 09/11/2009
NEXT FINANCIAL GROUP, INC. (EAST LONGMEADOW MA)
MA
05/10/2001 - 05/24/2004
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
NY
08/28/1990 - 05/18/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
01/05/1984 - 07/25/1990
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
10/28/1983 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
04/13/1982 - 09/14/1983
MONARCH SECURITIES, INC.
NA
10/07/1980 - 04/21/1982
CONNECTICUT MUTUAL LIFE INSURANCE COMPANY
NA
11/02/1978 - 06/16/1980
TRAVELERS EQUITIES SALES, INC.
BOTH
Issued 05/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/25/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/28/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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