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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Baxter is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Robert has been in the industry since 1997. He currently works in the Somers Point, NJ branch office. Robert has been registered with the Securities and Exchange Commission since 2002 and has passed the Series 63, 65, 7, 9, 10, and SIE exams. He is also registered with the state of New Jersey as an Investment Advisor Representative. Robert has a long history of experience in the financial services industry, working at both First Union Brokerage Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated prior to joining Wells Fargo Clearing Services. Robert's primary focus is providing financial planning and investment advisory services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/11/2002 - Present
Wells Fargo Clearing Services, LLC (SOMERS POINT NJ)
NC
04/20/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
11/21/1997 - 04/11/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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