Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ashcom is a financial professional with over 25 years of experience in the industry. Robert is currently registered with BA Securities, LLC and holds a Series 7, 24, 63, SIE, and 79TO licenses. Robert has held previous positions with SunTrust Robinson Humphrey, Inc., BANC of America Securities LLC and Masterson Moreland Sauer Whisman, Inc.. Robert specializes in providing investment advice to clients in California, Florida, Georgia, Minnesota, Nebraska, New York, North Carolina, Ohio, Oregon, Pennsylvania, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/19/2017 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
GA
05/01/2003 - 01/04/2016
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
NY
11/13/1997 - 03/18/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NA
01/27/1992 - 02/05/1993
MASTERSON MORELAND SAUER WHISMAN, INC.
BC
Issued 02/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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