Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ashby has been in the securities industry since April 6, 2001. Robert is currently registered with Fidelity Brokerage Services LLC, a firm with offices in Salt Lake City, Utah. Robert has held previous positions with E*TRADE SECURITIES LLC, CUNA BROKERAGE SERVICES, INC., WELLS FARGO INVESTMENTS, LLC, and FIDELITY BROKERAGE SERVICES LLC. Robert holds the Series 4, 7, and 63 licenses, as well as the SIE exam. Robert is currently registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
06/02/2008 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
10/04/2006 - 04/24/2008
E*TRADE SECURITIES LLC (SANDY UT)
UT
10/28/2005 - 03/30/2006
CUNA BROKERAGE SERVICES, INC. (RIVERDALE UT)
CA
08/22/2002 - 10/10/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
RI
08/03/2000 - 08/16/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 09/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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