Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Schwenk is an active Registered Representative (RR) with Merrill Lynch, Pierce, Fenner & Smith Inc. in Succasunna, NJ. Robert has been in the financial services industry since 2006. Robert has passed the Series 7 and Series 66 exams, which are necessary for working as a RR. Previously, Robert was a registered representative with WELLS FARGO ADVISORS, LLC, CHASE INVESTMENT SERVICES CORP. and AMERIPRISE FINANCIAL SERVICES, INC. Robert is licensed to sell securities in 16 states and specializes in insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/26/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SUCCASUNNA NJ)
NJ
08/30/2010 - 05/18/2011
WELLS FARGO ADVISORS, LLC (SPOTSWOOD NJ)
NJ
05/07/2007 - 06/23/2010
CHASE INVESTMENT SERVICES CORP. (FREEHOLD NJ)
NJ
12/09/2005 - 03/14/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MATAWAN NJ)
BOTH
Issued 01/04/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Schwenk is the right advisor for you? Invested Better is here to help.
