Unclaimed
Robert Black is a financial advisor with Janney Montgomery Scott LLC. Robert has over 30 years of experience in the financial services industry. He is a registered representative in Connecticut and Texas. Robert’s current registration with Janney Montgomery Scott LLC began in 2013. Prior to this, Robert was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2006 to 2013, Advest, Inc., from 2005 to 2006, Wachovia Securities, LLC from 2003 to 2005, Prudential Securities Incorporated from 2000 to 2003, Paine Webber Incorporated from 1991 to 2000, Fleet Brokerage Services, Inc. from 1987 to 1988, E. F. Hutton & Company Inc from 1984 to 1985, and Advest, Inc. from 1982 to 1984.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
03/10/2021 - Present
Janney Montgomery Scott LLC (WEST HARTFORD CT)
CT
03/08/2006 - 10/04/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST HARTFORD CT)
CT
02/25/2005 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
MO
07/01/2003 - 02/28/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/22/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
02/13/1991 - 03/16/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
11/05/1987 - 04/18/1988
FLEET BROKERAGE SERVICES, INC.
NA
02/03/1984 - 12/12/1985
E. F. HUTTON & COMPANY INC
NA
10/20/1982 - 02/03/1984
ADVEST, INC.
BC
Issued 03/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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