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Robert Schwartz Black

Janney Montgomery Scott LLC

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About Robert Schwartz Black

Robert Black is a financial advisor with Janney Montgomery Scott LLC. Robert has over 30 years of experience in the financial services industry. He is a registered representative in Connecticut and Texas. Robert’s current registration with Janney Montgomery Scott LLC began in 2013. Prior to this, Robert was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2006 to 2013, Advest, Inc., from 2005 to 2006, Wachovia Securities, LLC from 2003 to 2005, Prudential Securities Incorporated from 2000 to 2003, Paine Webber Incorporated from 1991 to 2000, Fleet Brokerage Services, Inc. from 1987 to 1988, E. F. Hutton & Company Inc from 1984 to 1985, and Advest, Inc. from 1982 to 1984.

Firm Information

Robert Black is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee plus commission

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Robert Black’s Registration & Firm History

CT

03/10/2021 - Present

Janney Montgomery Scott LLC (WEST HARTFORD CT)

CT

03/08/2006 - 10/04/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST HARTFORD CT)

CT

02/25/2005 - 03/08/2006

ADVEST, INC. (HARTFORD CT)

MO

07/01/2003 - 02/28/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

02/22/2000 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

02/13/1991 - 03/16/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

11/05/1987 - 04/18/1988

FLEET BROKERAGE SERVICES, INC.

NA

02/03/1984 - 12/12/1985

E. F. HUTTON & COMPANY INC

NA

10/20/1982 - 02/03/1984

ADVEST, INC.

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Licenses & Designations

BC

Issued 03/20/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Schwartz Black.
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