Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Schumann Richard is a registered representative of Stifel, Nicolaus & Company, Inc. Robert Schumann Richard has been in the securities industry for over 20 years. Robert Schumann Richard is licensed to conduct business in several states, and has a strong track record of providing comprehensive financial services to individuals and families, businesses, and institutions. Robert Schumann Richard specializes in financial planning, portfolio management, and investment advisory services. He is also experienced in providing investment guidance to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/26/2020 - Present
Stifel, Nicolaus & Company, Inc. (MADISON CT)
CT
06/01/2009 - 05/02/2012
MORGAN STANLEY SMITH BARNEY (MADISON CT)
CT
07/20/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GUILFORD CT)
IA
Issued 08/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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