Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Schmidt is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with LPL Financial LLC and has been with the firm since May 2022. Prior to LPL Financial LLC, Robert has held positions with CUNA Brokerage Services, Inc., Morgan Stanley, ALPS Distributors, Inc. and Capital Brokerage Corporation. Robert holds Series 6, 7, 24, 63 and 65 licenses and is registered in 25 states. Robert's specializations include retirement planning, investment planning, insurance, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ME
05/18/2022 - Present
LPL Financial LLC (PARSONSFIELD ME)
ME
08/30/2021 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (BRUNSWICK ME)
NH
06/09/2018 - 08/24/2020
MORGAN STANLEY (LEBANON NH)
CO
12/21/2012 - 01/23/2013
ALPS DISTRIBUTORS, INC. (DENVER CO)
IL
12/04/2008 - 05/31/2012
CAPITAL BROKERAGE CORPORATION (CHICAGO IL)
PA
07/17/2008 - 10/23/2008
PACER FINANCIAL, INC. (MALVERN PA)
PA
12/15/2003 - 04/16/2008
PERSHING LLC (MALVERN PA)
PA
10/14/2003 - 12/15/2003
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
NY
06/14/1999 - 11/20/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
06/14/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NJ
05/28/1998 - 12/10/1998
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
02/07/1994 - 01/23/1998
SALOMON BROTHERS INC. (NEW YORK NY)
CT
01/21/1992 - 01/06/1994
WOOD LOGAN ASSOCIATES, INC. (STAMFORD CT)
NY
07/25/1990 - 09/19/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/22/1987 - 01/20/1990
KEYSTONE PROVIDENT FINANCIAL SERVICES CORP.
NA
08/03/1985 - 09/17/1986
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
03/27/1984 - 05/29/1985
H. C. COPELAND AND ASSOCIATES EQUITIES, INC.
BC
Issued 10/27/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/26/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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