Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Santoro is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Robert has been in the industry since 2007 and has a wide range of experience in both Broker-Dealer and Investment Advisor roles. Robert is a Series 3, 7, 9, 10, 24, and 66 licensed professional. Robert has a track record of providing financial advice and portfolio management services to a variety of clients, including individuals, corporations, and institutions. Currently, Robert is registered in all 50 states, the District of Columbia, and Puerto Rico as well as the states of California, New Jersey, and Texas for Investment Advisor services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/19/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
07/04/2007 - 02/04/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/25/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/31/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/24/2010
Series 24 - General Securities Principal Examination
BC
Issued 07/06/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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