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Robert Samuel Tipp

Prudential Investment Management Services LLC

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About Robert Samuel Tipp

Robert Tipp is a financial professional with over 30 years of experience in the financial services industry. Robert has a broad range of experience in the securities industry, with expertise in various product areas. Robert is currently registered with Prudential Investment Management Services LLC and has held previous registrations with CS First Boston Corporation. Robert has held a variety of roles in the financial services industry. Robert is a licensed Series 24, Series 3, Series 63, Series 65, and Series 7 General Securities Representative.

Firm Information

Robert Tipp is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Tipp’s Registration & Firm History

NJ

03/19/1998 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

06/23/1987 - 04/01/1991

CS FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/03/1998

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/06/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/21/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/2004

Series 3 - National Commodity Futures Examination

BC

Issued 06/20/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Samuel Tipp.
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