Unclaimed
Robert Samuel Rdzak is a financial professional with over 7 years of experience in the financial services industry. Robert is currently registered with Barings Securities LLC and has previously worked for BlackRock Investments, LLC and Deutsche Bank Securities Inc. Robert is a Series 3, 7, 55, and 63 licensed professional with a focus on securities and commodities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/24/2018 - Present
Barings Securities LLC (CHARLOTTE NC)
NY
09/03/2014 - 02/17/2016
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
09/11/2012 - 02/25/2014
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 11/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2016
Series 3 - National Commodity Futures Examination
BC
Issued 03/14/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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