Unclaimed
Robert Sablowsky is a registered representative and investment advisor. Robert has been in the industry since 1970. Robert has a history with many firms including Gruntal & Co. Incorporated, Regional Clearing Corp., JII Securities Inc., Herzfeld & Stern Inc., Loeb Rhoades & Co, D. H. Blair & Company, MKI Securities Corp., Brookdale Securities Corporati ON, and currently with Oppenheimer & Co. Inc. Robert holds licenses in the following states: California, Colorado, Connecticut, District of Columbia, Florida, Kentucky, Maine, Maryland, Massachusetts, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NA
01/11/1986 - 10/21/1996
GRUNTAL & CO. INCORPORATED
NY
10/01/1985 - 10/21/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
07/20/1988 - 07/02/1990
REGIONAL CLEARING CORP.
NA
12/11/1985 - 01/01/1986
JII SECURITIES INC.
NA
05/09/1975 - 10/01/1985
HERZFELD & STERN INC.
NA
02/06/1975 - 05/28/1975
LOEB RHOADES & CO
NA
03/14/1974 - 02/24/1975
D. H. BLAIR & COMPANY
NA
08/02/1971 - 02/24/1974
MKI SECURITIES CORP.
NA
10/01/1970 - 08/21/1971
BROOKDALE SECURITIES CORPORATI ON
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/28/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/12/1980
Series 4 - Registered Options Principal Examination
BC
Issued 7/28/1975
Series 40 - Registered Principal Examination
BC
Issued 5/19/1975
Series 12 - NYSE Branch Manager Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1981
Series 41 - NYSE Allied Member Examination
BC
Issued 9/25/1981
Series 5 - Interest Rate Options Examination
BC
Issued 8/13/1977
PC - AMEX Put and Call Exam
BC
Issued 2/24/1961
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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