Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Abraham is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Robert is a veteran of the financial industry, having entered the business in 1979. Robert is based in Mission Viejo, CA and has a long history of serving clients in the area, including individuals, families, and small businesses. Robert focuses on providing personalized financial advice and investment management services to help clients reach their financial goals. Robert holds a Series 7, Series 15, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/16/2009 - Present
Stifel, Nicolaus & Company, Inc. (MISSION VIEJO CA)
CA
06/01/2009 - 11/02/2009
MORGAN STANLEY SMITH BARNEY (LAGUNA WOODS CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAGUNA WOODS CA)
CA
06/21/1979 - 04/02/2007
MORGAN STANLEY DW INC. (LAGUNA WOODS CA)
IA
Issued 07/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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