Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Tynes is an active investment advisor representative for Merrill Lynch, Pierce, Fenner & Smith Inc. Robert has been in the industry since 2008 and has experience working for various firms including IMST Distributors, LLC, J.P. Morgan Securities Inc., Banc One Securities Corporation, Syndicated Capital, Inc., and Goldman, Sachs & Co. Robert has passed the Series 6, 7, 63, 65, 7TO and SIE exams. Robert works out of the Clayton, Missouri office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/20/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLAYTON MO)
ME
07/09/2013 - 03/31/2017
IMST DISTRIBUTORS, LLC (PORTLAND ME)
IL
07/01/2006 - 08/17/2006
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
02/09/2005 - 07/01/2006
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
CA
09/02/1998 - 04/11/2000
SYNDICATED CAPITAL, INC. (DIAMOND BAR CA)
NY
12/05/1997 - 08/04/1998
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
01/05/1994 - 12/14/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 08/29/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/16/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/02/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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