Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert S. Surgent is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Neuberger Berman BD LLC and is licensed in Florida and New York. Robert has previously held positions at Goldman Sachs & Co. LLC and Goldman, Sachs & Co..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
10/05/2021 - Present
Neuberger Berman BD LLC (WEST PALM BEACH FL)
NY
01/18/2019 - 04/06/2020
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
03/12/2004 - 02/25/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/26/1993 - 02/24/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 10/04/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2019
Series 7 - General Securities Representative Examination
BC
Issued 12/13/2016
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
Not sure Robert Surgent is the right advisor for you? Invested Better is here to help.
