Unclaimed
Robert S Leonard is a financial advisor with PNC Capital Markets LLC in Houston, Texas. Robert has been in the industry since 2004. Robert holds a Series 63, 52TO, 79TO, SIE and Series 7 licenses. Robert has previously worked with BBVA Securities INC., LaSalle Financial Services, Inc., and ABN AMRO INCORPORATED. Robert is registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/12/2021 - Present
PNC Capital Markets LLC (Houston TX)
TX
11/12/2009 - 06/02/2021
BBVA SECURITIES INC. (HOUSTON TX)
IL
07/11/2002 - 12/13/2007
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
CT
08/15/2001 - 11/08/2001
ABN AMRO INCORPORATED (STAMFORD CT)
BC
Issued 01/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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