Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert King is a securities professional with over 20 years of experience in the financial services industry. Robert is currently registered with Barings Securities LLC and is Series 3, 7, and SIE licensed. Robert has held previous roles with John Hancock Funds, LLC and DEAM Investor Services, INC. Robert is licensed in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
06/09/2012 - Present
Barings Securities LLC (CHARLOTTE NC)
MA
12/10/2007 - 08/12/2010
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
07/11/2000 - 01/04/2007
DEAM INVESTOR SERVICES, INC. (BOSTON MA)
BC
Issued 06/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2013
Series 3 - National Commodity Futures Examination
BC
Issued 07/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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