Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert King is a financial professional with over 20 years of experience in the industry. Currently, Robert is registered with Crewe Capital. Robert is licensed to provide securities advice in California, New York and Utah. Previously, Robert was associated with firms including Avalon Securities, LTD., Maxim Group LLC, HD Brous & Co., INC., Dakin, Costigan & Welpton, INC., First Hanover Securities, INC., L. H. Alton & Company, Thomas F. White & Co., INCORPORATED and Thomas James Associates, INC.. Robert is also a Series 7, Series 24, Series 27, Series 79, Series 82, Series 99 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/20/2011 - Present
Crewe Capital (New York NY)
NY
04/04/2012 - 07/20/2015
AVALON SECURITIES, LTD. (NEW YORK NY)
NY
04/05/2005 - 11/29/2006
MAXIM GROUP LLC (NEW YORK NY)
NY
11/23/1999 - 03/14/2005
HD BROUS & CO., INC. (GREAT NECK NY)
NA
07/25/1990 - 09/04/1990
DAKIN, COSTIGAN & WELPTON, INC.
NA
11/13/1989 - 05/10/1990
FIRST HANOVER SECURITIES, INC.
NA
06/27/1988 - 02/07/1989
L. H. ALTON & COMPANY
NA
03/23/1987 - 05/11/1988
THOMAS F. WHITE & CO., INCORPORATED
NA
01/21/1987 - 03/27/1987
THOMAS JAMES ASSOCIATES, INC.
BC
Issued 03/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2010
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/20/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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