Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Hughes is a financial advisor based in Philadelphia, Pennsylvania. He is registered with J.p. Morgan Securities LLC and has been in the industry since February 17, 2006. Robert has a variety of licenses and certifications, including Series 6, 7, 63, and 65. He has also passed the SIE exam. His experience includes working with clients of all types, including individuals, families, businesses, and institutions. Robert specializes in providing financial planning, investment management, and other advisory services. His clients have access to the resources and expertise of J.p. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
PA
08/10/2022 - Present
J.p. Morgan Securities LLC (Philadelphia PA)
PA
09/18/2015 - 08/11/2022
CITIZENS SECURITIES, INC. (Fort Washington PA)
PA
02/06/2004 - 03/21/2012
WELLS FARGO ADVISORS, LLC (PHILADELPHIA PA)
MO
01/15/2002 - 03/07/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 06/12/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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