Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Frost is a registered representative with Park Avenue Securities LLC. Robert has been in the securities industry since January 29, 2003 and has held registrations with several firms. Robert is licensed to provide investment advice in 44 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
11/14/2023 - Present
Park Avenue Securities LLC (RYE BROOK NY)
NY
11/05/2015 - 01/12/2016
ALLSTATE FINANCIAL SERVICES, LLC (White Plains NY)
CT
01/18/2012 - 07/29/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTPORT CT)
NY
01/10/2007 - 01/06/2012
PARK AVENUE SECURITIES LLC (RYE BROOK NY)
NY
11/07/2005 - 08/29/2006
EDWARD JONES (MAMARONECK NY)
TN
07/21/2004 - 10/21/2005
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
MO
04/15/2002 - 10/13/2003
EDWARD JONES (ST. LOUIS MO)
TN
07/09/2001 - 04/09/2002
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
IA
Issued 10/06/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/06/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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