Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Choy is a financial advisor with Edelman Financial Engines in SANTA CLARA, CA. Robert has been in the industry since 2001 and has experience in providing financial planning, investment management, and retirement planning services to individual and institutional clients. Robert holds FINRA Series 7, 9, 31, and 66 licenses, as well as the SIE exam. Robert is also a Certified Financial Planner. Robert has worked with clients at a variety of firms such as Fidelity Brokerage Services LLC, EF Legacy Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
CA
02/12/2020 - Present
Edelman Financial Engines (SANTA CLARA CA)
CA
08/08/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (SANTA CLARA CA)
CA
06/11/2007 - 07/29/2016
FIDELITY BROKERAGE SERVICES LLC (CAMPBELL CA)
HI
02/18/2005 - 05/18/2007
CITIGROUP GLOBAL MARKETS INC. (HONOLULU HI)
NY
01/01/2001 - 02/22/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Robert Choy is the right advisor for you? Invested Better is here to help.
